Professional Development Programme

CMA Capital Markets Regulations Course

A comprehensive programme designed for corporate lawyers and compliance professionals navigating Saudi Arabia's capital market regulatory framework.

9 Modules

Comprehensive curriculum

90+ Questions

Across 9 module quizzes

18 Hours

Of learning content

Professional

For lawyers & compliance

Course Roadmap

Nine modules organised under three pillars covering the full spectrum of Saudi CMA capital markets regulations.

Legal framework, capital raising, and funding strategies

Core CMA Instruments, Enforcement, and Future Trends

Debt and Equity Funding Mechanisms under CMA Regulations

Capital Efficiency, Regulatory Impact, and Tax Implications

Fund management, portfolio management, and nominee structures

CMA's Investment Funds Regulations and Compliance

Authority, Fiduciary Duties, and Compliance Standards

Drafting, Reviewing, and Negotiating DPMAs

Legal Framework, Ownership, and Custody

III

Platform setup and CMA licensing requirements

Legal Steps, Governance, and Operational Readiness

Licence Categories, Scope, and Compliance Responsibilities

Complete all nine modules and pass the quizzes to receive your Certificate of Completion in CMA Capital Markets Regulations.